Sanjiv Somani

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alpha Bank London Limited (no longer approved here)

    FRN 135327

    • Director of firm who is not a certification employee or a SMF manager (1 Dec 2024 to 31 Oct 2025)
  • J.P. MORGAN PERSONAL INVESTING LIMITED (no longer approved here)

    FRN 552016

    • SMF1 Chief Executive (17 Nov 2022 to 6 Aug 2023)
    • SMF3 Executive Director (17 Nov 2022 to 6 Aug 2023)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • SMF1 Chief Executive (16 Nov 2022 to 6 Aug 2023)
    • SMF24 Chief Operations (23 Jun 2020 to 16 Nov 2022)
    • [FCA CF] Manager of certification employee (3 Jan 2020 to 23 Jun 2020)
    • [FCA CF] Material risk taker (28 Feb 2019 to 23 Jun 2020)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (3 Jan 2020 to 6 Aug 2023)
    • [FCA CF] Material risk taker (28 Feb 2019 to 6 Aug 2023)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (28 Feb 2019 to 23 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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