Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • Responsible for Insurance Distribution (29 Nov 2023 to 8 May 2024)
    • SMF7 Group Entity Senior Manager (10 Oct 2022 to 29 Nov 2023)
    • SMF1 Chief Executive (23 Jun 2020 to 10 Oct 2022)
    • [FCA CF] Manager of certification employee (28 Jan 2020 to 23 Jun 2020)
    • [FCA CF] Material risk taker (9 Feb 2019 to 23 Jun 2020)
    • CF29 Significant management (30 Oct 2015 to 6 Mar 2016)
  • J.P. MORGAN PERSONAL INVESTING LIMITED (no longer approved here)

    FRN 552016

    • SMF1 Chief Executive (17 Nov 2023 to 9 May 2024)
    • SMF3 Executive Director (17 Nov 2023 to 9 May 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (28 Jan 2020 to 7 Apr 2025)
    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 20 Mar 2019)
    • CF29 Significant management (30 Oct 2015 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 20 Mar 2019)
    • CF29 Significant management (30 Oct 2015 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF29 Significant management (30 Oct 2015 to 22 May 2019)
  • Rooftop Mortgages Limited (no longer approved here)

    FRN 303059

    • CF29 Significant management (30 Oct 2015 to 29 Jul 2016)
  • J.P. Morgan Mansart Management Limited (no longer approved here)

    FRN 586182

    • CF29 Significant management (30 Oct 2015 to 23 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

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