Phillip Robert John Bungey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Prosper Savings Limited
FRN 991710
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Feb 2024)
- SMF16 Compliance Oversight (since 9 Feb 2024)
Sterling ISA Managers Limited (no longer approved here)
FRN 191278
- SMF1 Chief Executive (21 Sep 2021 to 23 Jan 2023)
- SMF24 Chief Operations (14 May 2020 to 2 Jun 2021)
- SMF3 Executive Director (14 May 2020 to 31 May 2023)
7IM Investment and Retirement Solutions Limited (no longer approved here)
FRN 787394
- CF29 Significant management (1 Dec 2017 to 3 Sep 2019)
Seven Investment Management LLP (no longer approved here)
FRN 589124
- CF10a CASS Oversight function (7 Jul 2016 to 3 Sep 2019)
- CF29 Significant management (7 Jul 2016 to 3 Sep 2019)
- CF4 Partner (7 Jul 2016 to 3 Sep 2019)
J.P. MORGAN PERSONAL INVESTING LIMITED (no longer approved here)
FRN 552016
- CF29 Significant management (1 Jul 2015 to 8 Jun 2016)
- CF10a CASS Oversight function (1 Jul 2015 to 8 Jun 2016)
WINTERFLOOD SECURITIES LIMITED (no longer approved here)
FRN 141455
- CF29 Significant management (29 Sep 2010 to 1 Oct 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.