Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. MORGAN PERSONAL INVESTING LIMITED
FRN 552016
- SMF3 Executive Director (since 12 Mar 2026)
- [FCA CF] Material risk taker (13 Oct 2025 to 12 Mar 2026)
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- [FCA CF] Manager of certification employee (7 Dec 2023 to 2 Jan 2025)
- [FCA CF] Material risk taker (18 Jul 2018 to 7 Jan 2025)
- SMF3 Executive Director (26 Sep 2016 to 24 Oct 2017)
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- [FCA CF] Manager of certification employee (7 Dec 2023 to 2 Jan 2025)
- [FCA CF] Material risk taker (18 Jul 2018 to 7 Jan 2025)
- SMF18 Other Overall Responsibility (26 Sep 2016 to 24 Oct 2017)
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- [FCA CF] Manager of certification employee (14 May 2019 to 15 Jul 2019)
- [FCA CF] Material risk taker (18 Jul 2018 to 7 Jan 2025)
- SMF18 Other Overall Responsibility (26 Sep 2016 to 24 Oct 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.