Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 12 Mar 2026)
    • [FCA CF] Material risk taker (13 Oct 2025 to 12 Mar 2026)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (7 Dec 2023 to 2 Jan 2025)
    • [FCA CF] Material risk taker (18 Jul 2018 to 7 Jan 2025)
    • SMF3 Executive Director (26 Sep 2016 to 24 Oct 2017)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (7 Dec 2023 to 2 Jan 2025)
    • [FCA CF] Material risk taker (18 Jul 2018 to 7 Jan 2025)
    • SMF18 Other Overall Responsibility (26 Sep 2016 to 24 Oct 2017)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (14 May 2019 to 15 Jul 2019)
    • [FCA CF] Material risk taker (18 Jul 2018 to 7 Jan 2025)
    • SMF18 Other Overall Responsibility (26 Sep 2016 to 24 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

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