Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G Investment Management Limited
FRN 119328
- SMF9 Chair of the Governing Body (since 6 Jul 2021)
- SMF7 Group Entity Senior Manager (30 Mar 2020 to 6 Jul 2021)
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- SMF9 Chair of the Governing Body (since 6 Jul 2021)
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- [FCA CF] Material risk taker (6 Jan 2022 to 26 Mar 2026)
- SMF7 Group Entity Senior Manager (30 Mar 2020 to 25 May 2021)
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- SMF7 Group Entity Senior Manager (6 Jan 2021 to 25 May 2021)
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- SMF7 Group Entity Senior Manager (30 Mar 2020 to 25 May 2021)
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- SMF7 Group Entity Senior Manager (30 Mar 2020 to 25 May 2021)
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- SMF7 Group Entity Senior Manager (30 Mar 2020 to 25 May 2021)
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- SMF7 Group Entity Senior Manager (30 Mar 2020 to 25 May 2021)
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- CF2 Non Executive Director (7 Jul 2014 to 4 Jan 2017)
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- CF3 Chief Executive (3 May 2012 to 31 May 2016)
- CF1 Director (29 May 2003 to 31 May 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.