Karine Sweeney

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Europe Limited

    FRN 124579

    • [FCA CF] CASS oversight function (since 8 Jul 2025)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Significant management (since 7 Mar 2016)
    • [FCA CF] Functions requiring qualifications (8 Jul 2025 to 8 Jul 2025)
    • [FCA CF] Manager of certification employee (20 Sep 2016 to 8 Mar 2019)
    • CF29 Significant management (31 Jan 2014 to 6 Mar 2016)
  • J.P. MORGAN PERSONAL INVESTING LIMITED

    FRN 552016

    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Functions requiring qualifications (since 8 Jul 2025)
    • [FCA CF] CASS oversight function (since 8 Jul 2025)
    • [FCA CF] Manager of certification employee (since 26 Jun 2023)
  • J.P. Morgan Markets Limited

    FRN 114031

    • SMF24 Chief Operations (since 10 Nov 2023)
    • SMF3 Executive Director (since 24 Nov 2020)
    • CF10a CASS Oversight function (9 Jan 2017 to 21 Mar 2019)
    • CF29 Significant management (31 Jan 2014 to 21 Mar 2019)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • SMF24 Chief Operations (since 10 Nov 2023)
    • [FCA CF] Manager of certification employee (20 Sep 2016 to 8 Mar 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 25 Jul 2024)
    • [FCA CF] Significant management (7 Mar 2016 to 25 Jul 2024)
    • CF29 Significant management (31 Jan 2014 to 6 Mar 2016)
  • J.P. Morgan Securities plc

    FRN 155240

    • SMF24 Chief Operations (since 10 Nov 2023)
    • [FCA CF] CASS oversight function (19 May 2020 to 1 Jul 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Mar 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 25 Jul 2024)
    • [FCA CF] Significant management (7 Mar 2016 to 25 Jul 2024)
    • CF10a CASS Oversight function (19 Jun 2015 to 6 Mar 2016)
    • CF29 Significant management (31 Jan 2014 to 6 Mar 2016)
  • J.P. Morgan SE

    FRN 755066

    • SMF24 Chief Operations (since 10 Nov 2023)

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