Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. MORGAN PERSONAL INVESTING LIMITED
FRN 552016
- SMF1 Chief Executive (since 5 Feb 2026)
- SMF3 Executive Director (since 5 Feb 2026)
- [FCA CF] Material risk taker (31 Aug 2021 to 5 Feb 2026)
- [FCA CF] Client dealing (12 Jun 2020 to 5 Feb 2026)
- [FCA CF] Manager of certification employee (12 Jun 2020 to 5 Feb 2026)
- CF30 Customer (23 May 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.