Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. MORGAN PERSONAL INVESTING LIMITED (no longer approved here)

    FRN 552016

    • [FCA CF] Manager of certification employee (19 Apr 2023 to 6 Jul 2023)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (28 Apr 2021 to 6 Jul 2023)
    • [FCA CF] CASS oversight function (1 Jul 2020 to 28 Apr 2021)
    • [FCA CF] Material risk taker (19 May 2020 to 31 Dec 2021)
    • [FCA CF] Significant management (19 May 2020 to 28 Feb 2025)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (28 Apr 2021 to 6 Jul 2023)
    • [FCA CF] CASS oversight function (1 Jul 2020 to 28 Apr 2021)
    • [FCA CF] Material risk taker (19 May 2020 to 28 Feb 2025)
    • [FCA CF] Significant management (19 May 2020 to 28 Feb 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 6 Jul 2023)
    • [FCA CF] Significant management (19 May 2020 to 28 Feb 2025)
    • [FCA CF] CASS oversight function (19 May 2020 to 19 May 2020)
    • [FCA CF] Material risk taker (19 May 2020 to 28 Feb 2025)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 6 Jul 2023)
    • [FCA CF] CASS oversight function (19 May 2020 to 19 May 2020)
    • [FCA CF] Material risk taker (19 May 2020 to 28 Feb 2025)
    • [FCA CF] Significant management (19 May 2020 to 28 Feb 2025)

Recent activity

Updates to this individual's record on the FCA register.

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