Craig Brian Anderson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pentech Ventures LLP

    FRN 479946

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF4 Partner (16 Sep 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Sep 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Sep 2009 to 8 Dec 2019)
    • CF30 Customer (23 Feb 2009 to 8 Dec 2019)
    • CF28 Systems and controls (23 Feb 2009 to 8 Dec 2019)
  • J.P. MORGAN PERSONAL INVESTING LIMITED (no longer approved here)

    FRN 552016

    • Director of firm who is not a certification employee or a SMF manager (30 Apr 2020 to 24 Sep 2021)
    • CF2 Non Executive Director (6 Oct 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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