Pentech Ventures LLP

• Principal Place of Business

  19 Ormidale Terrace

  Edinburgh

  Edinburgh, City Of

  EH12 6DY

  UNITED KINGDOM

  Phone

  +4407545923494

  Web

  https://www.pentechvc.com

• Complaints Contact

  19 Ormidale Terrace

  Edinburgh

  Edinburgh, City Of

  EH12 6DY

  UNITED KINGDOM

  Phone

  +4407545923494

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Wilson McKinnon

  IRN AWM01086

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF4 Partner (26 Jun 2008 to 8 Dec 2019)
  • CF30 Customer (26 Jun 2008 to 8 Dec 2019)
• Andrew Duncan

  IRN AXD00297

  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2023)
• Audrey Lynn Osborne

  IRN ALO01024

  • CF30 Customer (21 Dec 2017 to 20 Mar 2018)
• Caroline McGoran

  IRN CXM02649

  • CF30 Customer (26 Sep 2016 to 6 Mar 2017)
• Craig Brian Anderson

  IRN CBA01015

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF4 Partner (16 Sep 2009 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (16 Sep 2009 to 8 Dec 2019)
  • CF10 Compliance Oversight (16 Sep 2009 to 8 Dec 2019)
  • CF30 Customer (23 Feb 2009 to 8 Dec 2019)
  • CF28 Systems and controls (23 Feb 2009 to 8 Dec 2019)
• David John Armour

  IRN DJA01111

  • CF4 Partner (26 Jun 2008 to 13 Feb 2009)
  • CF30 Customer (26 Jun 2008 to 13 Feb 2009)
  • CF11 Money Laundering Reporting (26 Jun 2008 to 13 Feb 2009)
  • CF10 Compliance Oversight (26 Jun 2008 to 13 Feb 2009)
• Edward Anderson

  IRN EXA01067

  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 28 Nov 2019)
  • CF10 Compliance Oversight (13 Feb 2009 to 16 Sep 2009)
  • CF11 Money Laundering Reporting (13 Feb 2009 to 16 Sep 2009)
  • CF8 Apportionment and Oversight (26 Jun 2008 to 31 Mar 2009)
  • CF3 Chief Executive (26 Jun 2008 to 28 Nov 2019)
  • Responsible for Insurance Mediation (26 Jun 2008 to 30 Sep 2018)
  • CF30 Customer (26 Jun 2008 to 8 Dec 2019)
  • CF4 Partner (26 Jun 2008 to 8 Dec 2019)
• Elaine Smyth

  IRN EXS01539

  • CF30 Customer (14 Oct 2014 to 18 Nov 2014)
• Henry Richard Ernest Wilson

  IRN HRW01026

  • CF4 Partner (AR) (10 Jul 2017 to 20 Mar 2018)
  • CF4 Partner (1 Jul 2014 to 20 Mar 2018)
  • CF30 Customer (1 Jul 2014 to 20 Mar 2018)
• James Robert John Andrews

  IRN JRA01115

  • CF4 Partner (AR) (10 Jul 2017 to 20 Mar 2018)
  • CF30 Customer (12 Feb 2015 to 20 Mar 2018)

• Techstart Ventures LLP (no longer appointed)

  FRN 782896 · Appointed 29 Jun 2017 · Until 20 Mar 2018

No changes recorded yet.