Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pentech Ventures LLP
FRN 479946
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 28 Nov 2019)
- CF10 Compliance Oversight (13 Feb 2009 to 16 Sep 2009)
- CF11 Money Laundering Reporting (13 Feb 2009 to 16 Sep 2009)
- CF4 Partner (26 Jun 2008 to 8 Dec 2019)
- CF3 Chief Executive (26 Jun 2008 to 28 Nov 2019)
- CF30 Customer (26 Jun 2008 to 8 Dec 2019)
- CF8 Apportionment and Oversight (26 Jun 2008 to 31 Mar 2009)
- Responsible for Insurance Mediation (26 Jun 2008 to 30 Sep 2018)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 27 Apr 2022)
- CF2 Non Executive Director (6 Aug 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.