Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (24 Apr 2023 to 29 Feb 2024)
  • J.P. MORGAN PERSONAL INVESTING LIMITED (no longer approved here)

    FRN 552016

    • [FCA CF] Manager of certification employee (24 Apr 2023 to 15 Nov 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 29 Feb 2024)
    • [FCA CF] Significant management (7 Mar 2016 to 29 Feb 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 29 Feb 2024)
    • CF29 Significant management (11 Jul 2014 to 6 Mar 2016)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (12 Mar 2020 to 16 Apr 2020)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (20 Apr 2018 to 19 Feb 2020)
    • [FCA CF] Significant management (7 Mar 2016 to 29 Feb 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 29 Feb 2024)
    • CF29 Significant management (11 Jul 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.