JLT Wealth Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Clive Godfrey Warburton
IRN CGW01018
- CF11 Money Laundering Reporting (22 Aug 2005 to 30 Aug 2007)
- CF10 Compliance Oversight (15 Jun 2005 to 30 Aug 2007)
Colin Rutherford
IRN CXR01141
- CF29 Significant management (22 May 2009 to 25 Jan 2010)
Coreena May Dutton
IRN CMD01117
- CF30 Customer (24 May 2019 to 8 Dec 2019)
Craig John Jenkins
IRN CJJ01049
- CF30 Customer (3 May 2019 to 8 Dec 2019)
Craig Taylor
IRN CXT00007
- CF30 Customer (21 Apr 2010 to 29 Feb 2012)
David George Dunning
IRN DGD00002
- CF30 Customer (9 Nov 2016 to 16 Mar 2018)
David Lyndon Jones
IRN DLJ00002
- CF2 Non Executive Director (6 May 2016 to 8 Dec 2019)
David Robert Parfett
IRN DRP00015
- CF30 Customer (1 Nov 2007 to 31 May 2011)
- CF24 Pension Transfer Specialist (11 Apr 2005 to 31 Oct 2007)
- CF21 Investment Adviser (11 Apr 2005 to 31 Oct 2007)
David Roger Robinson
IRN DRR00016
- CF1 Director (12 Jan 2005 to 30 Sep 2005)
- CF21 Investment Adviser (12 Jan 2005 to 30 Sep 2005)
David Sloan
IRN DXS00254
- CF30 Customer (5 Aug 2013 to 7 Nov 2013)

Smaller firms operating under this firm's FCA authorisation.

Moneywise Publishing Limited (no longer appointed)
FRN 576343 · Appointed 18 May 2012 · Until 31 Dec 2014
Age UK Ltd (no longer appointed)
FRN 524630 · Appointed 17 May 2012 · Until 31 Dec 2014
SWAT Financial Planning Limited (no longer appointed)
FRN 224247 · Appointed 3 Feb 2005 · Until 31 Oct 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.