JLT Wealth Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David William Philips
IRN DWP00025
- CF30 Customer (10 Feb 2011 to 27 Jan 2014)
Denis Malcolm Eveleigh
IRN DME00005
- CF2 Non Executive Director (1 Jan 2005 to 30 Aug 2005)
- CF21 Investment Adviser (1 Jan 2005 to 30 Aug 2005)
Derek Andrew Wilson
IRN DAW01204
- CF30 Customer (21 Dec 2011 to 28 Jun 2013)
Diane Frances Brown
IRN DFB00014
- CF21 Investment Adviser (1 Jan 2005 to 30 Dec 2006)
Diane Pepler
IRN DXP00167
- CF30 Customer (18 Jun 2010 to 28 Jun 2018)
Dominic James Burke
IRN DJB00014
- CF29 Significant management (14 Jun 2012 to 8 Dec 2019)
Duncan Craig Howorth
IRN DCH01085
- CF1 Director (28 May 2015 to 9 Oct 2015)
Duncan James Cameron
IRN DJC00078
- CF30 Customer (18 Jun 2010 to 29 Feb 2012)
Duncan James Langlands Abbot
IRN DJA01129
- CF10 Compliance Oversight (10 Mar 2005 to 8 Jun 2005)
- CF1 Director (11 Feb 2005 to 31 Mar 2009)
Duncan Philip Childs
IRN DPC00037
- CF1 Director (1 Dec 2001 to 21 May 2004)

Smaller firms operating under this firm's FCA authorisation.

Moneywise Publishing Limited (no longer appointed)
FRN 576343 · Appointed 18 May 2012 · Until 31 Dec 2014
Age UK Ltd (no longer appointed)
FRN 524630 · Appointed 17 May 2012 · Until 31 Dec 2014
SWAT Financial Planning Limited (no longer appointed)
FRN 224247 · Appointed 3 Feb 2005 · Until 31 Oct 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.