Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • Director of firm who is not a certification employee or a SMF manager (1 Nov 2022 to 31 Jan 2024)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF29 Significant management (14 Jun 2012 to 8 Dec 2019)
  • Thistle Insurance Services Limited (no longer approved here)

    FRN 310419

    • CF29 Significant management (1 Nov 2007 to 30 Dec 2016)
    • CF19 Significant Mgt (Financial Resources) (10 Sep 2007 to 31 Oct 2007)
    • CF3 Chief Executive (14 Jan 2005 to 30 Dec 2005)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 30 Dec 2005)
  • Expacare Limited (no longer approved here)

    FRN 134284

    • CF1 Director (31 Mar 2005 to 1 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.