Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Oct 2023)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Sep 2023)
    • CF30 Customer (5 Sep 2018 to 8 Dec 2019)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (3 May 2019 to 8 Dec 2019)
  • TITAN WEALTH PLANNING LTD (no longer approved here)

    FRN 574458

    • CF30 Customer (2 Apr 2012 to 3 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.