Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MRIB Limited

    FRN 454705

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2020)
    • [FCA CF] Client dealing (since 1 Aug 2020)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (24 May 2019 to 8 Dec 2019)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF30 Customer (3 Jul 2018 to 8 Dec 2019)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • CF30 Customer (1 Aug 2016 to 30 May 2018)
    • CF30 Customer (19 Jan 2016 to 31 Jul 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (16 Apr 2010 to 29 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

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