Jackson (Life & Pensions) Limited

• Principal Place of Business

  Unit Three

  Mounts Bay Retail Centre

  Wharf Road

  Penzance

  Cornwall

  TR18 4FG

  UNITED KINGDOM

  Phone

  +4401736360717

  Web

  https://jacksons.life

• Complaints Contact

  Unit Three

  Mounts Bay Retail Centre

  Wharf Road

  Penzance

  Cornwall

  TR18 4FG

  UNITED KINGDOM

  Phone

  +4401736360717

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Stephen Caffry

  IRN MSC00004

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 20 Feb 2006)
  • CF10 Compliance Oversight (1 Dec 2001 to 20 Feb 2006)
• Pamela Joyce Roskilly

  IRN PJR00078

  • CF30 Customer (1 Jul 2011 to 21 May 2018)
• Paul Jackson

  IRN WPJ00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Dec 2012 to 8 Dec 2019)
• Paul Justin Woolgar

  IRN PXW26750

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2022)
  • [FCA CF] Client dealing (since 1 Jul 2022)
• Peter Benedict Matthew

  IRN PBM00008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 21. Advising or arranging (bringing about) equity release transactions
  • Responsible for Insurance Distribution (since 1 Jul 2021)
  • SMF1 Chief Executive (since 11 Mar 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 22 Sep 2016)
  • CF11 Money Laundering Reporting (6 Jan 2014 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Jan 2009 to 31 Mar 2009)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Sep 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (17 Mar 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (5 Jan 2005 to 31 Oct 2007)
• Robert Francis Perry

  IRN RFP00002

  • CF30 Customer (1 Nov 2007 to 31 Dec 2013)
  • CF11 Money Laundering Reporting (20 Feb 2006 to 31 Dec 2013)
  • CF1 Director (17 Aug 2005 to 31 Dec 2015)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
• Roger Anthony Weeks

  IRN RAW01113

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
  • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 30 Jun 2021)
  • Responsible for Insurance Mediation (21 Nov 2011 to 30 Sep 2018)
  • CF1 Director (14 Jan 2009 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (28 Dec 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Sep 2006 to 28 Dec 2006)
• Sharon Anne Bray

  IRN SXB02074

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
  • [FCA CF] Client dealing (since 1 Apr 2026)
• Stanley Keith Hooper

  IRN SKH01022

  • CF24 Pension Transfer Specialist (12 May 2005 to 19 Dec 2006)
  • CF21 Investment Adviser (12 May 2005 to 19 Dec 2006)
• Stephen Charles Squires

  IRN SCS00012

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
  • CF30 Customer (8 Sep 2014 to 8 Dec 2019)

No changes recorded yet.