Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 31 Dec 2013)
- CF11 Money Laundering Reporting (20 Feb 2006 to 31 Dec 2013)
- CF1 Director (17 Aug 2005 to 31 Dec 2015)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.