Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF21 Investment Adviser (12 May 2005 to 19 Dec 2006)
- CF24 Pension Transfer Specialist (12 May 2005 to 19 Dec 2006)
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- CF1 Director (24 Apr 2002 to 1 Oct 2004)
- CF10 Compliance Oversight (24 Apr 2002 to 1 Feb 2004)
- CF11 Money Laundering Reporting (24 Apr 2002 to 2 Dec 2003)
- CF21 Investment Adviser (24 Apr 2002 to 31 Dec 2004)
- CF24 Pension Transfer Specialist (24 Apr 2002 to 31 Dec 2004)
- CF8 Apportionment and Oversight (24 Apr 2002 to 1 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.