Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (25 Oct 2021 to 23 Feb 2022)
    • CF30 Customer (8 Sep 2021 to 23 Feb 2022)
  • Simon Karande Ltd (no longer approved here)

    FRN 568281

    • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 31 Aug 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (7 Jan 2020 to 23 Jul 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.