Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 30 Jun 2021)
- Responsible for Insurance Mediation (21 Nov 2011 to 30 Sep 2018)
- CF1 Director (14 Jan 2009 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (28 Dec 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Sep 2006 to 28 Dec 2006)
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- CF21 Investment Adviser (8 Nov 2004 to 30 Jun 2006)
- CF22 Investment Adviser (Trainee) (9 Oct 2003 to 8 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.