Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Jackson (Life & Pensions) Limited
FRN 121712
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- Responsible for Insurance Distribution (since 1 Jul 2021)
- SMF1 Chief Executive (since 11 Mar 2020)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 22 Sep 2016)
- CF11 Money Laundering Reporting (6 Jan 2014 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 Jan 2009 to 31 Mar 2009)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (1 Sep 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (17 Mar 2006 to 8 Dec 2019)
- CF21 Investment Adviser (5 Jan 2005 to 31 Oct 2007)
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- CF1 Director (AR) (20 Apr 2004 to 30 Nov 2004)
- CF21 Investment Adviser (20 Apr 2004 to 30 Nov 2004)
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- Employed By (8 Jan 2003 to 30 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.