J & E Davy (UK) Limited

• Principal Place of Business

  Donegall House

  7 Donegall Square North

  Belfast

  County Antrim

  BT1 5GB

  UNITED KINGDOM

  Phone

  +442890310655

  Web

  https://www.davyuk.co.uk

• Complaints Contact

  Davy

  Donegall House

  7 Donegall Square North

  Belfast

  Northern Ireland

  BT1 5GB

  UNITED KINGDOM

  Phone

  +442890310655

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brian Hunter

  IRN BXH00025

  • SMF16 Compliance Oversight (9 Dec 2019 to 9 May 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 May 2025)
  • CF10 Compliance Oversight (11 May 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (11 May 2016 to 8 Dec 2019)
• Brian McQueen

  IRN BXM01177

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (1 Nov 2017 to 8 Dec 2019)
• Caitríona Mairin O'Kelly

  IRN CXO22633

  • SMF9 Chair of the Governing Body (since 2 Mar 2023)
• Cathal Kielty

  IRN CXK13530

  • [FCA CF] Material risk taker (since 19 Jul 2024)
  • CF30 Customer (15 Apr 2019 to 8 Dec 2019)
• Cheryl Surgeoner

  IRN CXS11833

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 May 2025)
  • SMF16 Compliance Oversight (since 30 May 2025)
• Christopher Farrand

  IRN CJF01088

  • [FCA CF] Client dealing (since 13 Jan 2025)
• Christopher Power

  IRN CXP01693

  • [FCA CF] Material risk taker (16 Dec 2020 to 3 Jul 2024)
  • [FCA CF] Significant management (16 Dec 2020 to 3 Jul 2024)
  • [FCA CF] Manager of certification employee (1 Jul 2020 to 3 Jul 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2024)
  • CF30 Customer (6 Nov 2017 to 8 Dec 2019)
• Christopher Stephen English

  IRN CSE01015

  • Responsible for Insurance Distribution (3 Apr 2020 to 4 Feb 2021)
  • SMF3 Executive Director (3 Apr 2020 to 4 Feb 2021)
  • CF1 Director (3 Dec 2019 to 4 Feb 2021)
  • CF30 Customer (8 Nov 2017 to 8 Dec 2019)
• Ciaran Devlin

  IRN CXD01377

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Oct 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (25 Aug 2006 to 3 Oct 2007)
• Ciaran Gregory Hamill

  IRN CGH01082

  • [FCA CF] Manager of certification employee (1 Jul 2020 to 3 Jul 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2024)
  • CF30 Customer (3 Jan 2018 to 8 Dec 2019)

• PFC Pension Administration Ltd (no longer appointed)

  FRN 610679 · Appointed 21 Nov 2013 · Until 29 Jan 2016

• PFC 2 Ltd (no longer appointed)

  FRN 610533 · Appointed 19 Nov 2013 · Until 29 Jan 2016

• PFC Professional Partners LLP (no longer appointed)

  FRN 531830 · Appointed 17 Sep 2010 · Until 21 Apr 2015

No changes recorded yet.