Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 11 Mar 2025)
- CF1 Director (AR) (since 26 Feb 2025)
- CF30 Customer (since 26 Feb 2025)
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PHW Wealth Partners Ltd
FRN 1025222
- (2)Employed By (since 26 Feb 2025)
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- [FCA CF] Material risk taker (16 Dec 2020 to 3 Jul 2024)
- [FCA CF] Significant management (16 Dec 2020 to 3 Jul 2024)
- [FCA CF] Manager of certification employee (1 Jul 2020 to 3 Jul 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2024)
- CF30 Customer (6 Nov 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.