Cheryl Surgeoner

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

J & E Davy (UK) Limited
FRN 172140
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 May 2025)
- SMF16 Compliance Oversight (since 30 May 2025)
KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF1 Director (AR) (19 Jan 2024 to 16 Feb 2024)
HOOPP THAMES LIMITED (no longer approved here)
FRN 1006632
- (4)Employed By (19 Jan 2024 to 16 Feb 2024)
OCORIAN DEPOSITARY (UK) LIMITED (no longer approved here)
FRN 606784
- SMF3 Executive Director (15 Sep 2022 to 16 Feb 2024)
- [FCA CF] Significant management (16 Nov 2020 to 15 Sep 2022)
- SMF16 Compliance Oversight (11 Sep 2020 to 6 Jan 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Jan 2021)
- CF11 Money Laundering Reporting (3 May 2019 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.