OCORIAN DEPOSITARY (UK) LIMITED

• Principal Place of Business

  Unit 4

  The Legacy Building

  Queens Road

  Belfast

  Northern Ireland

  BT3 9DT

  UNITED KINGDOM

  Phone

  +442896930221

  Web

  https://www.ocorian.com

• Complaints Contact

  Unit 4

  The Legacy Building

  Queens Road

  Belfast

  BT3 9DT

  UNITED KINGDOM

  Phone

  +442896930221

• Private Fund Guardian

• Arranges Investments

  For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Passes On Trade Orders

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Denis Booth

  IRN ADB01207

  • SMF3 Executive Director (2 Feb 2021 to 28 Mar 2023)
• Cheryl Surgeoner

  IRN CXS11833

  • SMF3 Executive Director (15 Sep 2022 to 16 Feb 2024)
  • [FCA CF] Significant management (16 Nov 2020 to 15 Sep 2022)
  • SMF16 Compliance Oversight (11 Sep 2020 to 6 Jan 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Jan 2021)
  • CF11 Money Laundering Reporting (3 May 2019 to 8 Dec 2019)
• David Nicholls

  IRN DXN01213

  • SMF9 Chair of the Governing Body (since 1 Apr 2026)
  • SMF3 Executive Director (since 10 May 2024)
• Gerald Stewart Warwick

  IRN GSW01064

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF9 Chair of the Governing Body (27 Jan 2021 to 31 Mar 2026)
  • CF3 Chief Executive (16 Oct 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (25 Apr 2018 to 3 May 2019)
  • CF1 Director (14 Jul 2014 to 8 Dec 2019)
• Gillian Frances Quinn

  IRN GFQ00003

  • SMF16 Compliance Oversight (9 Dec 2019 to 7 Aug 2020)
  • CF10 Compliance Oversight (5 Dec 2017 to 8 Dec 2019)
• Joseph McDaniel

  IRN JXM03182

  • CF11 Money Laundering Reporting (14 Jul 2014 to 11 Apr 2018)
• Kathryn Mary Cowan

  IRN KMC01073

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jan 2021)
  • SMF16 Compliance Oversight (since 29 Jan 2021)
• Kevin John Smith

  IRN KJS01156

  • SMF3 Executive Director (9 Dec 2019 to 20 Nov 2025)
  • CF1 Director (14 Nov 2017 to 8 Dec 2019)
• Laurence Shannon McNairn

  IRN LSM01044

  • CF1 Director (14 Jul 2014 to 31 Oct 2017)
• Mariana Delma Enevoldsen

  IRN MDE01070

  • SMF3 Executive Director (9 Dec 2019 to 25 Nov 2020)
  • CF1 Director (14 Nov 2017 to 8 Dec 2019)

No changes recorded yet.