Kathryn Mary Cowan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OCORIAN DEPOSITARY (UK) LIMITED

    FRN 606784

    • SMF16 Compliance Oversight (since 29 Jan 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jan 2021)
  • Kerr Henderson (Financial Services) Limited (no longer approved here)

    FRN 125322

    • SMF3 Executive Director (9 Dec 2019 to 11 Aug 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Sep 2020)
    • CF1 Director (AR) (18 Aug 2011 to 11 Aug 2020)
    • CF1 Director (15 Aug 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Oct 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Oct 2006 to 8 Dec 2019)
  • Incorporate Insurance Services Limited (no longer approved here)

    FRN 309312

    • SMF3 Executive Director (9 Dec 2019 to 11 Aug 2020)
    • CF1 Director (6 Sep 2011 to 8 Dec 2019)
  • Kerr Henderson (Consultants and Actuaries) Ltd (no longer approved here)

    FRN 188411

    • Employed By (18 Aug 2011 to 11 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

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