Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J & E Davy (UK) Limited (no longer approved here)

    FRN 172140

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
    • CF30 Customer (1 Nov 2017 to 8 Dec 2019)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (18 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.