Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF16 Compliance Oversight (9 Dec 2019 to 9 May 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 May 2025)
- CF10 Compliance Oversight (11 May 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (11 May 2016 to 8 Dec 2019)
-
- CF1 Director (AR) (20 Jun 2012 to 25 Jul 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.