Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J & E Davy (UK) Limited (no longer approved here)

    FRN 172140

    • SMF16 Compliance Oversight (9 Dec 2019 to 9 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 May 2025)
    • CF10 Compliance Oversight (11 May 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 May 2016 to 8 Dec 2019)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (20 Jun 2012 to 25 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.