Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J & E Davy (UK) Limited
FRN 172140
- [FCA CF] Client dealing (since 13 Jan 2025)
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- [FCA CF] Client dealing (29 Mar 2023 to 9 Jun 2023)
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- [FCA CF] Material risk taker (18 Dec 2020 to 15 Jun 2022)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 15 Jun 2022)
- CF21 Investment Adviser (16 Feb 2007 to 22 Feb 2007)
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- [FCA CF] Material risk taker (18 Dec 2020 to 15 Jun 2022)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 15 Jun 2022)
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- [FCA CF] Client dealing (7 Mar 2016 to 15 Jun 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 15 Jun 2022)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 15 Jun 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (16 Feb 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.