Investment Funds Direct Limited

Date authorised
1 April 2013
Companies House
01610781
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Investment Funds Direct Ltd
    Trimbridge House
    Trim Street
    Bath
    Bath And North East Somerset
    BA1 1HB
    UNITED KINGDOM
    Phone
    +4403450766140
    Web
    https://www.mandg.com/wealth/platform

  • Complaints Contact

    Investment Funds Direct Ltd
    Trimbridge House
    Trim Street
    Bath
    Bath And North East Somerset
    BA1 1HB
    UNITED KINGDOM
    Phone
    +4403451203022

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hannah Louise Redhead

    IRN HXW00152

    • [FCA CF] Functions requiring qualifications (5 Sep 2022 to 2 Aug 2024)
  • Hayley Arthur

    IRN HXA01154

    • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
    • CF26 Customer Trading (5 Oct 2006 to 31 Oct 2007)
  • Heather Curtis

    IRN HXC00102

    • SMF24 Chief Operations (29 Jul 2022 to 2 May 2024)
    • [FCA CF] Manager of certification employee (2 Nov 2020 to 26 Mar 2024)
    • [FCA CF] Significant management (2 Nov 2020 to 26 Mar 2024)
  • Heidi Johnson

    IRN HXJ01209

    • SMF3 Executive Director (9 Dec 2019 to 1 Aug 2020)
    • SMF2 Chief Finance (9 Dec 2019 to 1 Aug 2020)
    • CF1 Director (1 Aug 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (6 Sep 2016 to 8 Dec 2019)
    • CF28 Systems and controls (6 Sep 2016 to 2 Aug 2018)
  • Helen Lara

    IRN HXL00103

    • [FCA CF] Functions requiring qualifications (18 Jun 2021 to 2 Aug 2024)
  • Hollie Morgan

    IRN HXM00301

    • [FCA CF] Significant management (26 Oct 2022 to 31 Dec 2024)
  • Holly Maule

    IRN HXM00139

    • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 28 Jan 2022)
  • Hugo Pelham Thorman

    IRN HPT01003

    • CF1 Director (18 Oct 2005 to 30 Jun 2015)
    • CF8 Apportionment and Oversight (18 Oct 2005 to 31 Oct 2007)
    • CF3 Chief Executive (18 Oct 2005 to 2 Jan 2015)
  • Iain Philip Paul Crawford

    IRN IPC01023

    • CF15 Internal Audit (1 Sep 2004 to 30 Sep 2005)
  • Ian Robinson

    IRN IXR01150

    • SMF7 Group Entity Senior Manager (27 May 2021 to 18 Oct 2022)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.