Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • [FCA CF] Manager of certification employee (4 Jan 2023 to 4 Sep 2024)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • [FCA CF] Manager of certification employee (4 Jan 2023 to 4 Sep 2024)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • SMF24 Chief Operations (29 Jul 2022 to 2 May 2024)
    • [FCA CF] Manager of certification employee (2 Nov 2020 to 26 Mar 2024)
    • [FCA CF] Significant management (2 Nov 2020 to 26 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.