Investment Funds Direct Limited

Date authorised
1 April 2013
Companies House
01610781
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Investment Funds Direct Ltd
    Trimbridge House
    Trim Street
    Bath
    Bath And North East Somerset
    BA1 1HB
    UNITED KINGDOM
    Phone
    +4403450766140
    Web
    https://www.mandg.com/wealth/platform

  • Complaints Contact

    Investment Funds Direct Ltd
    Trimbridge House
    Trim Street
    Bath
    Bath And North East Somerset
    BA1 1HB
    UNITED KINGDOM
    Phone
    +4403451203022

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Irene McDermott Brown

    IRN IXM01540

    • SMF7 Group Entity Senior Manager (18 Jan 2021 to 31 Dec 2021)
  • Isabelle Barter

    IRN IXB00090

    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 1 Jan 2022)
  • Isobel Langton

    IRN IXK01041

    • CF1 Director (28 Feb 2017 to 8 Dec 2019)
  • James Eaton

    IRN JXE00387

    • [FCA CF] Significant management (since 28 May 2025)
  • James McCourt

    IRN JXM02788

    • SMF7 Group Entity Senior Manager (9 Apr 2020 to 31 Aug 2020)
    • CF28 Systems and controls (20 Mar 2019 to 11 Oct 2019)
    • CF2 Non Executive Director (27 Jun 2018 to 31 Mar 2019)
    • CF11 Money Laundering Reporting (21 Apr 2017 to 2 Apr 2018)
    • CF10 Compliance Oversight (15 Nov 2013 to 2 Apr 2018)
  • James Peter Galea

    IRN JPG01140

    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Jun 2021 to 27 Oct 2022)
  • James William Daniel Holway

    IRN JWH01068

    • [FCA CF] Manager of certification employee (since 2 Nov 2020)
    • [FCA CF] Client dealing (since 2 Nov 2020)
    • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 17 Jan 2022)
    • CF30 Customer (15 Dec 2011 to 8 Dec 2019)
  • James William Michael Spiller

    IRN JWS01171

    • [FCA CF] Client dealing (2 Nov 2020 to 24 Mar 2022)
    • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 17 Jan 2022)
    • CF30 Customer (9 May 2017 to 8 Dec 2019)
  • Jason Paul Holt

    IRN JPH01199

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Nov 2024)
  • Jennifer Anne Owens

    IRN JAO01060

    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2020 to 30 Nov 2022)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.