James William Michael Spiller

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • [FCA CF] Client dealing (2 Nov 2020 to 24 Mar 2022)
    • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 17 Jan 2022)
    • CF30 Customer (9 May 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.