Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • SMF2 Chief Finance (9 Dec 2019 to 1 Aug 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Aug 2020)
    • CF1 Director (1 Aug 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (6 Sep 2016 to 8 Dec 2019)
    • CF28 Systems and controls (6 Sep 2016 to 2 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.