Investment Funds Direct Limited

Date authorised
1 April 2013
Companies House
01610781
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Investment Funds Direct Ltd
    Trimbridge House
    Trim Street
    Bath
    Bath And North East Somerset
    BA1 1HB
    UNITED KINGDOM
    Phone
    +4403450766140
    Web
    https://www.mandg.com/wealth/platform

  • Complaints Contact

    Investment Funds Direct Ltd
    Trimbridge House
    Trim Street
    Bath
    Bath And North East Somerset
    BA1 1HB
    UNITED KINGDOM
    Phone
    +4403451203022

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lorraine Cameron

    IRN LXC42405

    • [FCA CF] Manager of certification employee (8 Jul 2021 to 5 Sep 2024)
  • Louise Marsden

    IRN LXM01403

    • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 26 Apr 2021)
  • Malcolm Richard Coury

    IRN MRC00023

    • CF2 Non Executive Director (14 Oct 2008 to 24 Feb 2010)
    • CF29 Significant management (1 Nov 2007 to 14 Oct 2008)
    • CF17 Significant Mgt (Other Business Operations) (21 Oct 2005 to 31 Oct 2007)
    • CF1 Director (21 Oct 2005 to 14 Oct 2008)
  • Mani Pillai

    IRN SXP00124

    • [FCA CF] Significant management (since 15 Feb 2021)
  • Mariken Tannemaat

    IRN MXT00302

    • Director of firm who is not a certification employee or a SMF manager (since 26 Apr 2023)
  • Mark James St John Nancarrow

    IRN MXN00060

    • CF8 Apportionment and Oversight (1 Jul 2005 to 30 Sep 2005)
    • CF3 Chief Executive (1 Jul 2005 to 30 Sep 2005)
    • CF1 Director (7 May 2002 to 30 Sep 2005)
    • CF17 Significant Mgt (Other Business Operations) (7 May 2002 to 30 Sep 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (7 May 2002 to 30 Sep 2005)
  • Mark Patrick Hastings

    IRN MPH01115

    • CF10a CASS Oversight function (1 Oct 2011 to 15 Jul 2016)
    • CF28 Systems and controls (1 Nov 2007 to 15 Jul 2016)
    • CF10 Compliance Oversight (15 May 2006 to 1 Feb 2008)
    • CF13 Finance (15 May 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (15 May 2006 to 1 Feb 2008)
    • CF1 Director (15 May 2006 to 15 Jul 2016)
  • Martin Graham Shaw

    IRN MXS15969

    • SMF4 Chief Risk (9 Dec 2019 to 31 Aug 2020)
    • CF28 Systems and controls (11 Oct 2019 to 8 Dec 2019)
  • Martin Pierce Lewis

    IRN MPL01075

    • SMF2 Chief Finance (6 Jul 2020 to 31 Aug 2020)
    • CF1 Director (20 Aug 2009 to 18 Jun 2013)
  • Martyn Blakemore

    IRN MXB01922

    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Functions requiring qualifications (since 21 Oct 2024)
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Recent activity

Updates to this firm's record on the FCA register.

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