Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (1 Mar 2023 to 3 Sep 2025)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • SMF18 Other Overall Responsibility (12 Feb 2021 to 31 Dec 2022)
    • [FCA CF] Significant management (1 Jan 2021 to 31 Dec 2022)
    • [FCA CF] Material risk taker (10 Dec 2018 to 27 Apr 2020)
    • CF29 Significant management (14 May 2009 to 4 Oct 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • SMF1 Chief Executive (12 Feb 2021 to 31 Dec 2022)
    • SMF9 Chair of the Governing Body (7 Mar 2020 to 31 Dec 2022)
    • SMF2 Chief Finance (9 Dec 2019 to 12 Feb 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
    • CF1 Director (31 Jul 2013 to 8 Dec 2019)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • SMF1 Chief Executive (12 Feb 2021 to 31 Dec 2022)
    • SMF9 Chair of the Governing Body (7 Mar 2020 to 31 Dec 2022)
    • SMF2 Chief Finance (9 Dec 2019 to 12 Feb 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
    • CF3 Chief Executive (24 Apr 2013 to 8 Dec 2019)
    • CF1 Director (24 Apr 2013 to 8 Dec 2019)
  • Royal London Marketing Limited (no longer approved here)

    FRN 302391

    • SMF1 Chief Executive (12 Feb 2021 to 31 Dec 2022)
    • SMF9 Chair of the Governing Body (7 Mar 2020 to 31 Dec 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2022)
    • Responsible for Insurance Mediation (27 Apr 2012 to 30 Sep 2018)
    • CF1 Director (27 Apr 2012 to 8 Dec 2019)
  • PMGI Limited (no longer approved here)

    FRN 114942

    • SMF3 Executive Director (2 Feb 2021 to 31 Dec 2022)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • SMF2 Chief Finance (6 Jul 2020 to 31 Aug 2020)
    • CF1 Director (20 Aug 2009 to 18 Jun 2013)
  • MARCO GAMMA LIMITED (no longer approved here)

    FRN 202793

    • CF1 Director (27 Apr 2012 to 29 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.