Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Investment Funds Direct Limited
FRN 114432
- Director of firm who is not a certification employee or a SMF manager (since 26 Apr 2023)
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The Prudential Assurance Company Limited
FRN 139793
- Director of firm who is not a certification employee or a SMF manager (since 21 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.