Malcolm Richard Coury

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dartington Wealth Management Limited

    FRN 717593

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jan 2023)
    • Responsible for Insurance Mediation (1 Jun 2016 to 30 Sep 2018)
    • CF1 Director (1 Jun 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jun 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2016 to 8 Dec 2019)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • CF2 Non Executive Director (14 Oct 2008 to 24 Feb 2010)
    • CF29 Significant management (1 Nov 2007 to 14 Oct 2008)
    • CF1 Director (21 Oct 2005 to 14 Oct 2008)
    • CF17 Significant Mgt (Other Business Operations) (21 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.