Dartington Wealth Management Limited

• Principal Place of Business

  4 Clifton Court

  Cambridge

  Cambridgeshire

  CB1 7BN

  UNITED KINGDOM

  Phone

  +441223211122

  Web

  https://www.dartingtonwealth.co.uk

• Complaints Contact

  4 Clifton Court

  Cambridge

  Cambridgeshire

  CB1 7BN

  UNITED KINGDOM

  Phone

  +441223211122

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Peter Maximillian Coury

  IRN APC01218

  • 11. Pension transfer specialist
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF1 Chief Executive (since 16 Oct 2023)
  • [FCA CF] CASS oversight function (since 1 Jul 2023)
  • [FCA CF] Manager of certification employee (since 1 Jul 2023)
  • [FCA CF] Significant management (since 1 Nov 2022)
  • [FCA CF] Client dealing (since 1 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
  • [PRA CF] Key function holder (since 1 Jun 2021)
• Andrew Whiteley

  IRN AGW00011

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Jan 2025)
  • SMF3 Executive Director (since 1 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
• Christopher David Robert Galpin

  IRN CDG00015

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Dec 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Dec 2022)
  • CF30 Customer (1 Jun 2016 to 8 Dec 2019)
• Christopher Robert Tulloch

  IRN CXT00504

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
  • [FCA CF] Client dealing (since 1 Jan 2025)
• Claire Walsh

  IRN CXW01622

  • [FCA CF] Functions requiring qualifications (9 Oct 2023 to 7 May 2025)
  • [FCA CF] Client dealing (9 Oct 2023 to 7 May 2025)
• Colin Thompson

  IRN CPT01040

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
• James Worthington

  IRN JXW00760

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
  • [FCA CF] Client dealing (since 1 Nov 2025)
• Joakim Strandberg

  IRN JXS04424

  • Director of firm who is not a certification employee or a SMF manager (since 7 Apr 2026)
• Malcolm Richard Coury

  IRN MRC00023

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jan 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Jan 2023)
  • CF11 Money Laundering Reporting (1 Jun 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jun 2016 to 8 Dec 2019)
  • CF1 Director (1 Jun 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Jun 2016 to 30 Sep 2018)
  • CF30 Customer (1 Jun 2016 to 8 Dec 2019)
• Matthew James Wheeler

  IRN MXW00477

  • [FCA CF] Functions requiring qualifications (1 Aug 2023 to 27 May 2025)
  • [FCA CF] Client dealing (1 Aug 2023 to 27 May 2025)

No changes recorded yet.