Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dartington Wealth Management Limited (no longer approved here)

    FRN 717593

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Dec 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Dec 2022)
    • CF30 Customer (1 Jun 2016 to 8 Dec 2019)
  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • CF22 Investment Adviser (Trainee) (22 Jul 2004 to 12 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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