Iceni Financial Advisers Limited

• Principal Place of Business

  Unit 6

  Drayton Industrial Estate

  Taverham Road

  Drayton

  Norwich

  Norfolk

  NR8 6RL

  UNITED KINGDOM

  Phone

  +4401603957599

  Web

  https://www.theiceni.co.uk

• Complaints Contact

  Unit 6

  Drayton Industrial Estate

  Taverham Road

  Drayton

  Norwich

  Norfolk

  NR8 6RL

  UNITED KINGDOM

  Phone

  +4401603957599

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

• Loan Servicing

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Commodity Future, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Paul Nunn

  IRN APN00006

  • [FCA CF] Functions requiring qualifications (6 Mar 2020 to 29 Apr 2022)
  • [FCA CF] Client dealing (6 Mar 2020 to 2 May 2022)
  • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
• Annabel Kate Hughes

  IRN AXH16591

  • CF30 Customer (28 Jun 2019 to 8 Dec 2019)
• Anthony Nicholas Crockert

  IRN ANC00009

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Feb 2017 to 8 Dec 2019)
• Caroline Lesley Middleton

  IRN CXM00138

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Apr 2025)
• Emily Louise Boreham

  IRN EXB00070

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 1 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
• Heidi Jean Gwen Potter

  IRN HXP00131

  • [FCA CF] Functions requiring qualifications (7 Sep 2021 to 25 Apr 2025)
  • [FCA CF] Client dealing (7 Sep 2021 to 25 Apr 2025)
• Helen Nicola Durrant

  IRN HND01006

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jun 2024)
  • CF30 Customer (14 Dec 2018 to 8 Dec 2019)
• Joseph Anthony Dunn

  IRN JXD01257

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 9A. Advising on P2P agreements
  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF1 Director (24 Apr 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (24 Apr 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (24 Apr 2013 to 8 Dec 2019)
  • CF30 Customer (24 Apr 2013 to 8 Dec 2019)
  • Responsible for Insurance Mediation (24 Apr 2013 to 30 Sep 2018)
• Maria Claire Spencer

  IRN MXS01978

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 17. Administrative functions in relation to managing investments
  • 14. Managing investments
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 17 Sep 2025)
  • [FCA CF] Functions requiring qualifications (since 4 Aug 2025)
• Martin Webster Hewetson

  IRN MXH01558

  • [FCA CF] Client dealing (1 Mar 2021 to 5 Apr 2024)
  • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 5 Apr 2024)

• Musker McIntyre Financial Services (no longer appointed)

  FRN 816990 · Appointed 20 Aug 2018 · Until 30 Mar 2023

No changes recorded yet.