Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Iceni Financial Advisers Limited
FRN 596084
- 9A. Advising on P2P agreements
- 11. Pension transfer specialist
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 17 Sep 2025)
- [FCA CF] Functions requiring qualifications (since 4 Aug 2025)
-
- CF30 Customer (11 Dec 2018 to 11 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.