Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Iceni Financial Advisers Limited (no longer approved here)

    FRN 596084

    • [FCA CF] Client dealing (1 Mar 2021 to 5 Apr 2024)
    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 5 Apr 2024)
  • Brunswick Investment Management Limited (no longer approved here)

    FRN 618199

    • [FCA CF] Functions requiring qualifications (13 Jul 2020 to 23 Feb 2021)
    • [FCA CF] Client dealing (13 Jul 2020 to 23 Feb 2021)
    • [FCA CF] Material risk taker (13 Jul 2020 to 23 Feb 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 10 Dec 2009)
    • CF21 Investment Adviser (5 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Aug 2006 to 5 Oct 2007)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (22 Jun 2005 to 6 Sep 2006)
    • CF22 Investment Adviser (Trainee) (24 Aug 2004 to 22 Jun 2005)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF22 Investment Adviser (Trainee) (24 Aug 2004 to 22 Jun 2005)
  • Clear Thinking Solutions Ltd (no longer approved here)

    FRN 228624

    • Employed By (24 Aug 2004 to 10 Dec 2009)
  • Pollitt & Pendle (U826) (no longer approved here)

    FRN 182675

    • (1)Employed By (7 Oct 2002 to 23 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.