Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Mar 2021 to 5 Apr 2024)
- [FCA CF] Functions requiring qualifications (1 Mar 2021 to 5 Apr 2024)
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- [FCA CF] Functions requiring qualifications (13 Jul 2020 to 23 Feb 2021)
- [FCA CF] Client dealing (13 Jul 2020 to 23 Feb 2021)
- [FCA CF] Material risk taker (13 Jul 2020 to 23 Feb 2021)
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- CF30 Customer (1 Nov 2007 to 10 Dec 2009)
- CF21 Investment Adviser (5 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (3 Aug 2006 to 5 Oct 2007)
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- CF21 Investment Adviser (22 Jun 2005 to 6 Sep 2006)
- CF22 Investment Adviser (Trainee) (24 Aug 2004 to 22 Jun 2005)
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- CF22 Investment Adviser (Trainee) (24 Aug 2004 to 22 Jun 2005)
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- Employed By (24 Aug 2004 to 10 Dec 2009)
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- (1)Employed By (7 Oct 2002 to 23 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.