Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Broadland Consultants Ltd
FRN 958621
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 2 May 2022)
- [FCA CF] Client dealing (since 2 May 2022)
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- [FCA CF] Client dealing (6 Mar 2020 to 2 May 2022)
- [FCA CF] Functions requiring qualifications (6 Mar 2020 to 29 Apr 2022)
- CF30 Customer (1 Nov 2019 to 8 Dec 2019)
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- CF30 Customer (21 Mar 2019 to 31 Oct 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.