Iceni Financial Advisers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit 6Drayton Industrial EstateTaverham RoadDraytonNorwichNorfolkNR8 6RLUNITED KINGDOM- Phone
- +4401603957599
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Complaints Contact
Unit 6Drayton Industrial EstateTaverham RoadDraytonNorwichNorfolkNR8 6RLUNITED KINGDOM- Phone
- +4401603957599
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Consumer Loans
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Loan Servicing
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Commodity Future, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Philip Edward Mayo
IRN PEM01065
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
- CF30 Customer (1 Mar 2019 to 8 Dec 2019)
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Ross William Walker
IRN RXW00103
- Appointed representative dealing with clients for which they require qualification (10 Dec 2019 to 5 Sep 2022)
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 5 Sep 2022)
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Shaun Nigel Coleman
IRN SNC00006
- CF30 Customer (2 Jan 2019 to 18 Feb 2019)
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Victoria Joan Charles
IRN VJC01014
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
- CF30 Customer (19 Dec 2016 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Musker McIntyre Financial Services (no longer appointed)
FRN 816990 · Appointed 20 Aug 2018 · Until 30 Mar 2023
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.