Emily Louise Boreham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Iceni Financial Advisers Limited

    FRN 596084

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 1 Jan 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (11 Jan 2022 to 3 Dec 2024)
    • CF30 Customer (2 Dec 2021 to 3 Dec 2024)
  • Pennygate Financial Associates Limited (no longer approved here)

    FRN 956892

    • (1)Employed By (2 Dec 2021 to 3 Dec 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (13 Jan 2021 to 12 Jul 2021)
    • CF30 Customer (7 Jan 2021 to 12 Jul 2021)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (321)Employed By (7 Jan 2021 to 12 Jul 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.