Date authorised
1 April 2013
Companies House
05343956
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Upton House
    St Margarets Road
    Cromer
    Norfolk
    NR27 9DG
    UNITED KINGDOM
    Phone
    +4401263513016
  • Complaints Contact

    PO Box 46
    Cromer
    Norfolk
    NR27 9WX
    UNITED KINGDOM
    Phone
    +4401263513016

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity
  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with Commercial Mortgages, Buy To Let Mortgages, Bridging loans and Second Charge loans
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Claims Lead Generation

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Frederick Leonard

    IRN RFL00002

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (14 Aug 2006 to 31 Oct 2007)
  • Robert Charles Ronald Beevor

    IRN RCB01132

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (6 Apr 2017 to 8 Dec 2019)
  • Roger James Lavers Reed

    IRN RJR00012

    • CF30 Customer (21 Aug 2009 to 30 Jun 2011)
  • Roger Smith

    IRN RXS00167

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 11 Jan 2022)
    • Appointed representative dealing with clients for which they require qualification (since 5 Oct 2021)
    • [FCA CF] Client dealing (since 5 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 5 Oct 2021)
  • Scott Woodford

    IRN SGW00006

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 20 Dec 2021)
    • Appointed representative dealing with clients for which they require qualification (since 5 Oct 2021)
    • [FCA CF] Client dealing (since 5 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 5 Oct 2021)
  • Shaun Richards

    IRN SXR00152

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (8 Jun 2007 to 31 Oct 2007)
  • Simon David Farquhar

    IRN SDF01044

    • CF1 Director (AR) (8 Sep 2015 to 30 Oct 2017)
  • Soyfur Rahman

    IRN SXR01431

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Aug 2022)
    • CF30 Customer (3 Jul 2018 to 8 Dec 2019)
  • Stephen Peter Burrows

    IRN SPB01180

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 31 Dec 2021)
    • Appointed representative dealing with clients for which they require qualification (since 5 Oct 2021)
    • [FCA CF] Client dealing (since 5 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 5 Oct 2021)
  • Stephen Waite

    IRN SXW01944

    • CF30 Customer (20 Dec 2021 to 20 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (5 Oct 2021 to 17 Nov 2023)
    • [FCA CF] Client dealing (5 Oct 2021 to 17 Nov 2023)
    • [FCA CF] Functions requiring qualifications (5 Oct 2021 to 17 Nov 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.