Roger Smith

• Hoyl Independent Advisers Ltd

  FRN 433927

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 11 Jan 2022)
  • Appointed representative dealing with clients for which they require qualification (since 5 Oct 2021)
  • [FCA CF] Client dealing (since 5 Oct 2021)
  • [FCA CF] Functions requiring qualifications (since 5 Oct 2021)
• Create FM Ltd

  FRN 585747

  • Employed By (since 5 Oct 2021)
• TenetConnect Limited (no longer approved here)

  FRN 149826

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2021)
  • CF30 Customer (9 Apr 2013 to 30 Sep 2021)
• Create Financial Management LLP (no longer approved here)

  FRN 229237

  • Employed By (9 Apr 2013 to 30 Sep 2021)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (13 Nov 2009 to 21 Mar 2013)
• James Ryan Thornhill (Independent Financial Advisers) Limited (no longer approved here)

  FRN 193358

  • (8)Employed By (30 Aug 2001 to 31 Mar 2006)

No changes recorded yet.